| Contents | 7 |
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| List of Tables | 14 |
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| List of Figures | 16 |
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| Introduction | 21 |
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| 1.1 Research Question | 22 |
| 1.2 Scope | 23 |
| 1.3 Goals | 25 |
| 1.4 Implications for the Structure of Analysis | 27 |
| 1.5 Plan of the Book | 29 |
| Status of Implementation: Analyses and Insights | 36 |
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| The Problem at the Outset: Lingering Implementation Issues | 37 |
| 2.1 Transposition of Directives | 37 |
| 2.2 Infringements | 40 |
| 2.3 Conclusion | 46 |
| Help Needed: (Im)practical Solutions and Research Gaps | 48 |
| 3.1 Solution Patterns | 48 |
| 3.2 EU Initiatives For Improvement of Transposi-tion | 50 |
| 3.3 German Initiatives for Improvement | 56 |
| 3.4 Research on Success Factors of Implementation | 59 |
| 3.5 Conclusion | 66 |
| Setting Up Research: Complications | 68 |
| 4.1 Status of Implementation Research | 68 |
| 4.2 Top-Down and Bottom-Up Debate | 70 |
| 4.3 Implications for Methodology | 76 |
| 4.4 Implications For The Level of Analysis | 78 |
| 4.5 Implications for the Definition of Implementa-tion | 80 |
| 4.6 Implications for Scope | 86 |
| 4.7 Bias | 88 |
| 4.8 Conclusion | 89 |
| A Model of the Design Phase | 92 |
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| An Alternative Approach: LeibnizSystem | 93 |
| 5.1 Logic-Based Intelligent Systems | 93 |
| 5.2 LeibnizSystem Explained | 97 |
| 5.3 Conclusion | 113 |
| Setup of the Model | 115 |
| 6.1 Variables of the Design Phase | 115 |
| 6.2 Assumptions | 125 |
| 6.3 Conclusion | 134 |
| The Model | 136 |
| 7.1 Scenarios | 136 |
| 7.2 Scenario Results | 138 |
| 7.3 Conclusion | 150 |
| Interpretation of Results | 152 |
| 8.1 Variables | 152 |
| 8.2 Clauses | 159 |
| 8.3 Conclusion | 170 |
| Comparing Results to Regression Results | 173 |
| 9.1 Regression: Why or Why Not | 173 |
| 9.2 Choosing the Appropriate Regression | 174 |
| 9.3 Regression on Scenarios | 177 |
| 9.4 Tests Applied to the Model | 178 |
| 9.5 Regression Results | 182 |
| 9.6 Comparison of Accuracy | 185 |
| 9.7 Conclusion | 187 |
| Factors of the Implementation Process: Survey and Interviews | 188 |
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| EU Survey Setup | 189 |
| 10.1 Taxonomy of Instruments | 189 |
| 10.2 EU Emission Trading System (EU ETS) and EU Survey | 195 |
| 10.3 Survey Design | 198 |
| 10.4 Conclusion | 205 |
| Survey Results | 208 |
| 11.1 Overall Results | 208 |
| 11.2 Results: Groups | 211 |
| 11.3 Results: Regions | 219 |
| 11.4 Results: Members | 226 |
| 11.5 Results: States | 231 |
| 11.6 Conclusion | 236 |
| Additional Insights From the Survey | 239 |
| 12.1 Results for Governments | 239 |
| 12.2 Participants’ Verbal Feedback | 242 |
| 12.3 Conclusion | 252 |
| Preparation of Interviews | 257 |
| 13.1 Preparations | 257 |
| 13.2 Selection of Directives and Interviewees | 272 |
| 13.3 Conclusion | 274 |
| Interview Results | 275 |
| 14.1 Appraisal of Issue Tree | 275 |
| 14.2 Hypotheses | 283 |
| 14.3 Conclusion | 311 |
| A Model of Implementation | 318 |
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| Model Parameters | 319 |
| 15.1 A Process of Implementation? | 319 |
| 15.2 Actors and Behavioral Assumptions | 327 |
| 15.3 Constraints of Action - Institutions and Orga-nizations | 331 |
| 15.4 Driving Forces | 333 |
| 15.5 Compatibility with Existing Models | 334 |
| 15.6 Conclusion | 345 |
| The Implementation Model | 347 |
| 16.1 A New Model | 347 |
| 16.2 The Process | 349 |
| 16.3 Determinants | 351 |
| 16.4 Actors | 355 |
| 16.5 Behavior | 360 |
| 16.6 Model Results | 364 |
| 16.7 Conclusion | 377 |
| Conclusion | 379 |
| 17.1 Goals | 379 |
| 17.2 Factors | 381 |
| 17.3 Models | 382 |
| 17.4 Further Research | 385 |
| Bibliography | 387 |